Corporate Governance

Committee Charters and Governance Practices

The business and affairs of Andrew Scott (Investments and Finance) (ASIF) (Company Registration No. 00977853) are overseen through a governance framework designed to promote accountability, prudent risk-taking and long-term stewardship. Our incorporation can be verified via Companies House.

Codes of Conduct

The reputation and integrity of ANDREW SCOTT (INVESTMENTS AND FINANCE) (ASIF) and our subsidiaries are valuable assets that are vital to Andrew Scott Investment's (ASIF) success and its relationships with investors and other stakeholders. Each employee of the company, including each of the Company’s directors and officers, is responsible for conducting the Company’s business in a manner that demonstrates a commitment to the highest standards of integrity. To that end, the Board has adopted various codes of conduct.

ANDREW SCOTT (INVESTMENTS AND FINANCE) (ASIF) also seeks to create an open and transparent atmosphere in which employees and other stakeholders of ANDREW SCOTT (INVESTMENTS AND FINANCE) (ASIF) may report conduct that violates our Code of Conduct, as well as voice concerns regarding accounting and auditing matters without fear of retaliation. The procedure for reporting violations is contained in our Complaint Procedures and Non-Retaliation Policy.

The focus of ANDREW SCOTT (INVESTMENTS AND FINANCE) (ASIF) on achieving sustained success and consistency in the Group’s business rests largely on the principle of retaining shareholders, clients, and staff for as long as possible and actively nurturing the relationships over time.

The corporate governance information of ANDREW SCOTT (INVESTMENTS AND FINANCE) (ASIF) is presented in accordance with applicable SIX UK Exchange directives, recommendations of the UK business federation economy issues, articles of the UK Code of Obligations as well as the executive ordinance by the Federal Council put into force effective 1 January 2014.

Code of Ethics and Business Conduct

ANDREW SCOTT (INVESTMENTS AND FINANCE) (ASIF) is committed to building partnerships on trust and being a reliable partner in the face of evolving expectations from clients, employees, regulators, and other stakeholders.

The Code of Ethics and Business Conduct defines the ethical principles of ANDREW SCOTT (INVESTMENTS AND FINANCE) (ASIF) and provides guidance on how to conduct business. It mirrors our aspiration to act with the utmost professional expertise and integrity to maintain and strengthen our reputation. It applies to everyone who represents ANDREW SCOTT (INVESTMENTS AND FINANCE) (ASIF).